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Absolute return funds unexposed to Madoff

Barney Hatt
By Barney Hatt,Reporter  15-Dec-2008

Cazenove and Collins Stewart have revealed that their absolute return funds had no exposure to the funds involved in the alleged $50bn fraud perpetrated by Madoff Investment Securities.

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Robert Thorpe, Cazenove Capital Management's director of UK advisory sales, says: "The Cazenove Absolute Target Return fund is a UK fund. We invest 95 per cent of its investment in the top 350 companies and 5 per cent in smaller companies but it is all UK only."

Thorpe says he thought it would be "unlikely" that any other UK-based absolute return funds, such as the BlackRock UK Absolute Alpha Return fund, would have any exposure to Madoff’s funds.

Collins Stewart also says that its Guernsey-domiciled absolute return fund  has no Madoff exposure.

Nick Maunder, a Collins Stewart Absolute Return fund analyst, says: "I know the fund's manager Martin Baxter has looked into the Madoff fund before but dismissed it pretty quickly. He decided that things just didn’t add up in his mind on how Madoff were getting the returns with the strategy they were using."

Scottish Widows also announced that the SWIP Absolute Return Bond has no exposure to Madoff.

Rick Di Mascio, CEO and founder of Inalytics, a specialist manager evaluation firm, believes the scandal highlights what he calls the "fundamental lack of transparency within the hedge fund industry."

He says: "The willingness of the industry to accept this state affairs, whether tacit or overt, can and must change. This is a major event and needs to shock everyone into action.
 
"This situation stems from the lack of information and evidence that investors are provided with. For too long it's been an unwritten industry rule that senior management will leave individual managers alone to ply their trade without answering to any higher power and without needing to provide disclosure.

"As a result, some hedge fund investors have had to resort to ridiculous methods such as employing detectives or investigators to try and establish what is going on – this surely cannot be right," Mascio adds.

The alleged fraud has pointed to a "systemic failure" and raised "fundamental questions" about the regulatory structure in the US, according to Bramdean Alternatives' CEO Nicola Horlick. The UK-listed fund has $25m invested with Madoff. 

In a statement Antonio Borges, chairman of the Hedge Fund Standards Board, says: "The Madoff scandal highlights just how important it is to have independence of process in relation to administration of the fund and the valuation process. It also highlights the need for robust governance practices and oversight via independent boards, which will challenge management procedures and behaviour.

"The hedge fund standards are designed to address exactly these issues to help prevent such events from happening, and to provide investors with the necessary transparency. This is why an increasing number of managers are signing up to the HFSB standards."

Absolute Return Funds Yield    1 year  3 years  5 years
Aviva Inv Diversified Strategy 1 Acc 0.00 -25.2 n/a n/a
BlackRock UK Absolute Alpha Acc 0.78 1.1 28.2 n/a
Cazenove UK Absolute Target P1 GBP 0.40 n/a n/a n/a
CV Absolute Return Cautious Multi Asset A Acc 0.00 n/a n/a n/a
CF Octopus Partner Absolute Return A Acc 0.00 n/a n/a n/a
EFA Absolute Return Portfolio B Acc 0.25 -6.9 n/a n/a
Henderson Absolute Return Fixed Income A 0.00 n/a n/a n/a
Henderson Credit Alpha I Gr Acc 0.00 -2.6 n/a n/a
Henderson Emerging Market Debt Absolute Return Inst 4.61 -1.6 2.6 n/a
Insight Absolute Insight Fp 0.00 -0.2 n/a n/a
L & G Diversified Absolute Return Ret Acc 1.70 n/a n/a n/a
Marlborough ETF Absolute Return B 1.73 -4.1 9.9 n/a
Newton Absolute Intrepid SIS 3.37 -4.9 12.6 44.5
SG Total Return Bond Inst Acc 5.08 7.8 n/a n/a
Skandia IM Alternative Investments GBP 0.00 n/a n/a n/a
Stan Life Inv Global Absolute Return Strategies Inst 0.01 n/a n/a n/a
SWIP Absolute Return Bond A Acc 4.90 -1.0 n/a n/a
Threadneedle Absolute Return Bond R Gr 0.00 12.8 23.7 n/a

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